eCTD Publishing — 3.x and 4.0 Support

eCTD Publishing Platform

eCTD 3.x & 4.0
Publishing — Done Right

DNXT Publisher Suite is one of the first commercial platforms delivering eCTD 4.0 (HL7 RPS) in production — with full 3.2.2 and 3.3 support. One dossier. Five regions. Zero manual rework between formats.

ectd-4.0-submission.xml — DNXT Publisher Suite
<!-- eCTD 4.0 HL7 RPS Document — Auto-generated by DNXT --> <hl7:document xmlns:hl7="urn:hl7-org:v3" xmlns:xlink="http://www.w3.org/1999/xlink" classCode="DOCCLIN" moodCode="EVN"> <hl7:id root="2.16.840.1.113883.3.989.2.1" extension="f47ac10b-58cc-4372-a567-0e02b2c3d479"/> <hl7:code code="34387-7" displayName="Structured Product Label"/> <hl7:component> <hl7:document> <hl7:id extension="a1b2c3d4-e5f6-7890-abcd-ef1234567890"/> <dnxt:hash algorithm="SHA-256" value="e3b0c44298fc1c149afb​f4c8996fb92427ae41e4649b934ca495991b7852b855"/> <dnxt:contextOfUse region="US-FDA" subType="NDA" lifecycle="new"/> </hl7:document> </hl7:component> </hl7:document>
✓ VALID — eCTD 4.0 5 Regions Packaged SHA-256 Verified
3
eCTD Formats Supported
5
Regulatory Regions
100%
First-Time Acceptance Rate
340+
Submissions Published

Who This Is Built For

Three distinct teams. Three distinct pain points. One platform that resolves all of them — without workarounds.

Director of Regulatory Affairs
Mid-Size Pharma / NDA / BLA Applicant

"We spent three weeks rebuilding our 2.7 CSR module for Health Canada after our primary US FDA submission because the formats diverged. We didn't catch a regional M1 mismatch until the publisher flagged it at 11pm the night before submission."

  • Eliminates the 2-day manual QC process before every submission — structural validation runs automatically at document import
  • One dossier generates compliant regional packages for FDA, ICH, and Health Canada simultaneously, not sequentially
  • Module 1 content is region-specific by design — cover letters, forms, and regional administrative documents auto-populate per jurisdiction
  • Already FDA-ready for the mandatory eCTD 4.0 transition — no emergency migration scramble when the deadline lands
VP Regulatory Operations
CRO / Full-Service Regulatory Partner

"We're managing 40 active dossiers across 12 clients. Our publishing team burns 30% of their capacity doing version reconciliation between clients' in-house tools and our publishing environment. One wrong sequence number in a lifecycle operation means a complete resubmission."

  • Multi-tenant architecture allows parallel publishing workflows across all client dossiers without data co-mingling
  • Sequence numbering, lifecycle operations (new/replace/append/delete), and MD5/SHA-256 checksums are platform-managed — not human-managed
  • Audit trail per document operation satisfies both agency requirements and client SLA reporting
  • Reduces per-submission publishing labor from an average of 14 hours to under 3 hours
CIO / Head of IT & Regulatory Systems
Biotech / Emerging Pharma

"We're still on Documentum with a custom eCTD adapter that hasn't been updated since 2019. Our IT team spent 6 months trying to get eCTD 3.3 DTD validation working. We haven't even looked at 4.0 — the internal estimate was 18 months of dev work."

  • Cloud-native SaaS eliminates on-premise infrastructure, maintenance windows, and version upgrade projects entirely
  • eCTD 4.0 HL7 RPS is production-ready today — no internal development required, no 18-month roadmap
  • REST API for document ingestion integrates with existing DMS, CTMS, and EDC systems without replacing them
  • SOC 2 Type II, 21 CFR Part 11 compliant — passes pharma vendor qualification with existing documentation package

How It Works

1
Dossier Configuration & Standard Selection

You define the submission type (NDA, BLA, ANDA, IND, MAA, or CTA) and select the eCTD standard — 3.2.2, 3.3, or 4.0 — along with target regions. The platform loads the corresponding DTD schema (for 3.x) or HL7 RPS schema (for 4.0) and pre-validates your configuration against the selected agency's published guidance, including FDA's US33 specification and Health Canada's CA22 schema. This upfront binding prevents format drift downstream and ensures every document you ingest is evaluated against the correct structural rules from the start.

2
Document Ingestion & Metadata Extraction

Source documents are uploaded via the DNXT web interface or pushed through the REST API from your document management system. The platform extracts metadata — document title, language, author organization, effective date — and maps each file to its correct CTD module and section based on filename conventions, user-defined rules, or an AI-assisted classification layer. PDF technical conformance is checked against FDA's Electronic Submissions Gateway (ESG) requirements: PDF/A compliance, font embedding, bookmarking structure, and file size limits are all flagged before any index is generated.

3
Lifecycle Operation Assignment

Every document in the dossier is assigned a lifecycle operation: new for first-time inclusions, replace for revised documents referencing a prior leaf, append for addenda to existing content, or delete to formally withdraw a prior submission leaf. The platform tracks operation history across all prior sequences in the dossier and flags conflicting operation assignments before they reach the index. For eCTD 4.0, each operation generates the appropriate COU (Context of Use) element with the correct status code — a requirement that manual workflows routinely misconfigure.

4
UUID Generation & SHA-256 Checksum Computation

For eCTD 4.0 submissions, the platform auto-generates RFC 4122-compliant UUIDs for every document, every Context of Use element, and the submission itself — eliminating the most common source of 4.0 validation failures, which is duplicate or malformed UUID values. Simultaneously, SHA-256 checksums are computed for each document file at the time of finalization and embedded in the HL7 RPS manifest. Any post-finalization file modification will invalidate the checksum, creating a tamper-evident record that satisfies agency integrity requirements and your own audit obligations.

5
Regional Module 1 Assembly

Module 1 content is not shared across regions — it is compiled separately for each target jurisdiction. The platform maintains region-specific Module 1 templates: FDA Form 1571/1572 for US IND submissions, FDA 356h for NDA/BLA, Health Canada SC/HC 3011 for CTA applications, and equivalent administrative forms for ICH, SAHPRA, and GCC regions. Regional cover letters, application forms, and administrative documents are populated with dossier metadata and appended to the correct regional sequence without any copy-paste between regional packages. For Health Canada CA22, bilingual (English/French) Module 1 requirements are enforced at the template level.

6
Automated Index Generation & Schema Validation

The platform generates the complete eCTD index — index.xml for 3.x submissions validated against the published DTD, or the HL7 RPS backbone document for 4.0 — with all cross-references, sequence numbers, and leaf attributes resolved. The resulting XML is then run through DNXT's internal validation engine, which applies the same rule sets used by FDA's eSubmitter and EXTEDO's validator: sequence consistency, valid operation chains, required attribute presence, and XML well-formedness. Errors are returned with precise XPath locations and plain-language remediation guidance, not raw schema error dumps.

7
Package Finalization & Delivery

Once validation passes, the platform assembles the final submission package: a correctly structured directory tree with the index at root, all documents in their CTD module folders, and a delivery manifest. For FDA submissions, packages are formatted for direct upload to ESG or CDER Direct. For Health Canada, the package conforms to the eSubmission gateway format. Each completed package receives a tamper-evident package hash and a signed audit log showing who finalized it, when, and from which IP — satisfying 21 CFR Part 11 electronic signature requirements without any additional tooling.

Platform Features

Every feature is engineered around the specific technical requirements of eCTD compliance — not adapted from a general-purpose document management system.

📋

eCTD 3.2.2 & 3.3 Full Support

DNXT supports the complete eCTD 3.2.2 and 3.3 specification, including DTD-validated XML index generation, correct leaf attribute handling, and sequence chaining across all lifecycle operations. Both standards are maintained simultaneously — you can publish a 3.2.2 sequence for one region and a 3.3 sequence for another within the same dossier without maintaining parallel environments. Validation rules are current against FDA's published eCTD Specification v3.2.2 and the ICH eCTD Specification v3.3 as of the 2023 update cycle, including the handling of STF (Study Tagging File) granularity requirements for clinical study data.

🔬

eCTD 4.0 (HL7 RPS) — Production Ready

DNXT is among the first commercial platforms to support eCTD 4.0 in a production environment — not in beta, not in pilot, not "planned for Q3." The platform implements the full HL7 Regulated Product Submission (RPS) Release 2 standard, including the correct backbone document structure, COU (Context of Use) hierarchy, and document reference model. Auto-generated RFC 4122-compliant UUIDs and SHA-256 checksums are computed at finalization and embedded in the RPS manifest per FDA's eCTD v4.0 Technical Specification. Teams using DNXT today are already positioned ahead of the FDA's mandatory 4.0 transition deadline — avoiding the crisis migration that will define their competitors' 2025 and 2026 submission calendars.

🌍

Multi-Regional Publishing — One Dossier

A single dossier in DNXT can simultaneously generate compliant submission packages for US FDA, ICH member states, Health Canada (CA22), South Africa SAHPRA, and the Gulf Cooperation Council (GCC) without duplicating source content or maintaining parallel folder structures. Regional divergences — different Module 1 requirements, different sequence numbering conventions, different checksum algorithms between 3.x and 4.0 — are handled by the platform's regional rules engine, not by your publishing team rebuilding packages from scratch. The result is concurrent global submissions that used to require a dedicated publisher per region now completed by one person in a single workflow session.

📁

Region-Specific Module 1 Management

Module 1 is where most multi-regional submissions break down — not in the clinical modules, but in the administrative envelope that differs by jurisdiction. DNXT maintains a structured library of Module 1 templates for each supported region: FDA 356h cover sheets, Health Canada SC/HC administrative forms with bilingual French/English enforcement for CA22, and SAHPRA and GCC-specific administrative document sets. These templates are populated from dossier metadata — applicant name, drug substance, application number — and compiled into the correct regional package automatically. When an administrative form changes (as FDA forms frequently do), DNXT updates the template library and flags in-flight submissions that need the new version before they close.

🔄

Complete Submission Lifecycle Operations

DNXT manages the full eCTD lifecycle — new, replace, append, and delete operations — with integrity checks that prevent the most common lifecycle errors: replacing a leaf that was already deleted, appending to a non-existent prior section, or assigning an incorrect sequence number that creates gaps in the submission history. Each operation is tracked across the complete dossier history, so when you're preparing a third-cycle response to an FDA Complete Response Letter, the platform already knows the prior sequence chain and will not allow an operation that contradicts established submission history. For eCTD 4.0, lifecycle operations generate the correctly structured COU elements with the appropriate HL7 status codes — an area where manual 4.0 implementations consistently fail early agency technical reviews.

One-Click Package Assembly

When your content is validated and approved, a single action in DNXT triggers the complete assembly pipeline: index generation, checksum computation, directory structure creation, regional Module 1 insertion, and final package validation — all in sequence, all automated, all logged. The assembled package is immediately available for download in the correct format for each target region's submission gateway. There is no manual zipping, no directory restructuring, no last-minute checklist to run through before upload. For teams that currently spend 4–6 hours on the final packaging and QC step before every submission, one-click assembly is the most immediately visible time recovery in the platform — and the one that most directly reduces submission-eve risk.

DNXT vs The Alternative

A direct comparison against the platforms regulatory teams are currently using — and outgrowing.

Capability DNXT Publisher Suite Veeva Vault RIM LORENZ docuBridge EXTEDO eCTDmanager
eCTD 4.0 (HL7 RPS) — Production ✓ Live in production
Full RPS R2, UUIDs, SHA-256, COU
⚠ Roadmap / Limited pilot
Not generally available as of 2024; requires Vault upgrade cycle
⚠ In development
docuBridge eCTD4 announced but not in general release
⚠ Beta / Early access
Available to select clients under NDA; full release TBD
Multi-Regional from One Dossier ✓ Native
FDA, ICH, HC, SAHPRA, GCC simultaneously
✗ Requires separate submissions per region
Vault RIM manages docs but regional publishing requires manual configuration per submission
⚠ Partial
Supports multiple formats but regional M1 packages are manually assembled
⚠ Partial
Strong EU/ICH coverage; North American and GCC regional specs require additional configuration
Auto UUID & SHA-256 Generation ✓ Fully automated
RFC 4122 UUIDs, SHA-256 embedded in manifest at finalization
✗ Not applicable
Vault is a DMS, not an eCTD publisher; UUID/hash generation requires third-party publisher integration
⚠ Partial
MD5 checksums for 3.x; SHA-256 / UUID for 4.0 still in development
⚠ Beta feature
Available in 4.0 beta builds; not yet in validated release
Module 1 Regional Templates ✓ Per-region, auto-populated
FDA 356h/1571, HC SC3011, SAHPRA, GCC — all maintained in platform
⚠ Template library exists
Vault stores M1 templates but population is a manual workflow step; bilingual HC M1 not enforced at platform level
✗ Manual
docuBridge publishes the index; M1 content is assembled externally and placed in the directory by the user
⚠ EU-centric
Strong eSubmission Gateway (EU) M1 coverage; FDA and non-ICH regional templates require custom configuration
Lifecycle Operation Integrity Checks ✓ Enforced at platform level
Prevents invalid replace/delete chains, sequence gaps, and conflicting operations before index generation
✗ Not enforced
Vault tracks document versions but eCTD lifecycle operation logic is not validated by the system; errors surface at agency review
✓ Strong
docuBridge has robust 3.x lifecycle validation; 4.0 operation handling still maturing
✓ Strong for 3.x
EXTEDO's lifecycle engine is mature for 3.x; 4.0 COU operation mapping is incomplete in current builds
Cloud-Native SaaS / No On-Premise ✓ Fully cloud-native
No installation, no upgrade projects, no infrastructure management
✓ Cloud (Veeva-hosted)
Cloud delivery but Vault upgrades require validation cycles of 4–8 weeks; not zero-maintenance
✗ On-premise primary
docuBridge is predominantly a Windows desktop/server application; cloud offering is newer and feature-limited
✗ On-premise primary
eCTDmanager is a server-installed application; hosted option available but validation and upgrade burden remains
Time to First Submission ✓ Under 2 weeks
Cloud onboarding, no infrastructure setup, template configuration pre-built
✗ 3–6 months typical
Vault RIM implementation requires configuration, validation, training, and publishing workflow build-out
⚠ 4